The SEC protects investors, maintains fair, orderly, and efficient markets, and facilitates capital formation. Disclaimer: https://t.co/qfwx4ibWHg
The Small Business Capital Formation Advisory Committee meeting will begin shortly. Live webcast:
Our latest Risk Alert provides investment companies and investors with info on the most often cited deficiencies and weaknesses observed in exams of registered investment companies
Our investor education office and Retail Strategy Task Force released an educational video to help show what fraud looks like. Check it out.
We partnered with @Morehouse for a first-of-its-kind event, featuring conversations with minority entrepreneurs and investors on #capitalraising and #entrepreneurship success. Check it out: #SECsmallbiz #minorityentrepreneurship
This year's exam priorities will focus on digital assets, cybersecurity, and matters of importance to Main Street investors. Details on our five priority categories:
SEC Issues Order of Suspension of Trading in Bitcoin Tracker One (“CXBTF”) and Ether Tracker One (“CETHF”)