FinReg Alert

FinReg Alert


Your source for regulatory intelligence. Powered by @Tradeweb

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ESMA does not recommend complete ban on inducements for retail products across the E.U. - #MiFIDII  -

Why advisers will still have to send 10% drop letters - #MiFIDII  -

FCA relaxes best execution reporting requirements - #MiFIDII  -

Contemporary Trends in Model Risk Management, new comment to @FinRegAlert  via Saqib Jamshed of @OptionsClearing  -

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Private Companies Could Play Role in Digital Currency Issuance, Bank of England Says -

U.S. Treasury panel wants mortgage servicer liquidity support as missed payments rise: source -

#Fannie, #Freddie  Unlikely to Aid Mortgage Companies as Payments Dry Up, FHFA Chief Says -

U.S. regulators praise market ‘resilience’ after March stress test -

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Housing finance system needs updates, not overhaul - comment from @Cam_Fine  of @ICBA  in @BankThink  -

#Blockchain and Trade Confirmation: The Challenges of Universal Adoption and Buy Side Buy-In - #fintech  #regtech  -

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#Regtech: The Regulatory Landscape Is Creating a Perfect Storm of #Innovation 

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New to FinReg Alert, via : in Banking I #AI  All About Risk Management - - #fintech 

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#Trump Can Remake Most Financial Regulatory Agencies in Year One - on reg. appts. by of

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