Results for transacted derivative securities

Add to feed Create your own feed


U.S. banks bled deposits at the fastest rate on record in Q2 & Q3 last year as consumers sought out higher yielding securities: FDIC data going back to 1984. That marked the first time since 2010 that there were two consecutive quarters of declines.

tweet picture

The Securities and Exchange Commission (SEC) is considering relaxing a proposal that would require companies to disclose the alleged effects of extreme weather and climate change.

New regulations for crypto custody providers from the Securities and Exchange Commission of Thailand (SEC) have come into effect. #apac  #thailand  #crypto 

Blu Canary is a global advisory and fund management firm at the forefront of the regulated digital securities world. We provide products and services that unlock the advantages of 21st century capital markets: compliance, efficiency, and transparency.

I just published This changes everything you have assumed about digital securities!

Action Is Needed To Regulate Crypto Assets That Are Not Securities, Says CTFC’s New Chairman - The Daily Hodl

Action Is Needed To Regulate Crypto Assets That Are Not Securities, Says CTFC’s New Chairman - The Daily Hodl

Form S-3 (registration statement under securities act of 1933) filed with the SEC $BBAI

The US' Securities and Exchange Commission chief is considering scaling back a potentially groundbreaking climate-risk disclosure rule that has drawn intense opposition from corporate America.

Form 4/A (statement of changes in beneficial ownership of securities) filed with the SEC $SQL


Most relevant

An open letter to SEC Chair Gary Gensler I’ve been in #Bitcoin  9 years & have been a registered & licensed securities professional for 30 years. I’m a FINRA registered principal & majority owner of an SEC registered broker. Let’s talk SBF/ FTX, DC politics & transparency: 👇👇

Today we announced charges against eight social media influencers in a $100 million securities scheme in which they used Twitter and Discord to manipulate exchange-traded stocks.

New: Will Wilkerson helped create Trump's media company. He even posted Trump's first "truth" on Truth Social. Now he alleges the company violated securities laws and that Trump pressured executives to give their shares to his wife. And there are tapes

Nota bene: “A misrepresentation is a false or misleading statement or a material omission which renders other statements misleading, with intent to deceive. Misrepresentation is one the elements of common law fraud, and other causes of action for fraud, such as securities fraud.”

The 5th Circuit just dismantled the SEC's power to enforce securities law. This decision is beyond radical. It is nihilistic.

So let me get this straight: Elon Musk made $156 million by violating securities law, and he was rewarded with a seat on Twitter's board?

1/ NEW: Sen. Angela Paxton has filed a bill that would give Texas Attorney General Ken Paxton — her husband — more regulatory power. Including regulatory power related to state securities law. Which Ken Paxton is accused of violating. #txlege 

JUST IN: Rep. Chris Collins (R-NY), Trump’s earliest congressional backer, arrested by the FBI on securities fraud-related charges, via

BREAKING: Self-promoting `Pharma Bro' Martin Shkreli sentenced to seven years in prison for securities fraud.

BREAKING: Ex-pharmaceuticals company CEO Martin Shkreli has bail revoked in New York securities fraud case, heads to jail.